vsta8a12b_may2016.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 8-A
 
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
VISTAGEN THERAPEUTICS, INC.
(Exact Name of Registrant as Specified in Its Charter)
 
NEVADA
 
20-5093315
(State or Other Jurisdiction of Incorporation)
 
(IRS Employer Identification No.)
 
343 Allerton Avenue
South San Francisco, California
 
94080
(Address of Principal Executive Offices)
 
(Zip Code)
 
Securities to be registered pursuant to Section 12(b) of the Act:
     
 
Title of Each Class
 
Name of Each Exchange on Which
to be so Registered
 
Each Class is to be Registered
     
Common Stock, par value $0.001 per share
 
The NASDAQ Stock Market LLC
 
If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), please check the following box. x

If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), please check the following box. o

Securities Act registration statement file number to which this form relates:  333-210152

Securities to be registered pursuant to Section 12(g) of the Act: None

 


 

 

FORM 8-A
 
INFORMATION REQUIRED IN REGISTRATION STATEMENT
   
Item 1. Description of Registrant’s Securities to be Registered.

The information required by this Item 1 is incorporated herein by reference to the information set forth under the caption “Description of Securities” in the prospectus forming a part of the Registrant’s Registration Statement on Form S-1 (File No. 333-210152), originally filed with the U.S. Securities and Exchange Commission (the “Commission”) on March 14, 2016, as amended from time to time (the “Registration Statement”). In addition, any description of such securities contained in a form of prospectus relating to the Registration Statement subsequently filed by the Registrant with the Commission pursuant to Rule 424(b) under the Securities Act of 1933, as amended, shall be deemed to be incorporated by reference herein. 

Item 2. Exhibits.
 
Because no other securities of the registrant are registered on the NASDAQ Stock Market LLC, and the securities being registered by this Form 8-A are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended, no exhibits are required to be filed with this Form 8-A.

 
 

 

SIGNATURES
 
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
 
 
 
VISTAGEN THERAPEUTICS, INC.
     
     
Date: May 3, 2016
   
     
 
By:
/s/ Shawn K. Singh
 
Name: 
Shawn K. Singh
 
Title:
Chief Executive Officer